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New Sebi code a wet blanket for broker calls, TV appearances.

New Sebi code a wet blanket for broker calls, TV appearances.

Partner, Harish Kumar, shared his thoughts with LiveMint in a story titled – New Sebi code a wet blanket for broker calls, TV appearances

On 1st May 2023, a fresh code by the Securities And Exchange Board Of India (SEBI) took effect for Registered Investment Advisors (RIAs) and Research Analysts (RAs). This code outlines that advertisements encompass any type of communication, either directly or on behalf of IA/RA, which has the potential to impact the investment choices of current or potential investors.

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Caution Notice

This caution notice is being addressed on behalf of our Firm, Luthra and Luthra Law Offices India.

The general public is hereby cautioned that certain unknown individuals have been trying to mislead the public by issuing emails / letters and other statement / correspondence by unauthorisedly using our Firm's name and logos i.e., Luthra and Luthra, Luthra and Luthra Law Offices, Luthra and Luthra Law Offices India, etc. whilst wrongfully claiming to be part of our Firm and making false claims and allegations. These individuals are also impersonating the Firm by creating fake email addresses and Facebook page while using the LUTHRA marks.

Please be advised that any person corresponding with such individuals in any manner whatsoever will be doing so at their own risk, as to costs and consequences. The Firm strongly recommend that no one should respond to such solicitations, and we will not accept any liability whatsoever for any loss that the general public may incur owing to transactions made with such unknown individuals and agencies making false claims.

All official emails from our Firm are sent from Firm's official email address ending with @luthra.com and not from any other email addresses.

In case anyone come across any such fraudulent activity, kindly report the same to our centralised email address at delhi@luthra.com so that appropriate action may be taken.

Luthra and Luthra Law Offices India

1st and 9th floor, Ashoka Estate,

24, Barakhamba Road,
New Delhi-110 001

Contact: delhi@luthra.com

T: +91 11 4121 5100

Disclaimer

As per the rules of the Bar Council of India, law firms are not permitted to solicit work or advertise. The information provided on this website is made available solely at your request for informational purposes only, and should not be construed as soliciting or advertisement. By clicking "Accept", you acknowledge that there has been no advertisement, solicitation, invitation, or inducement of any sort whatsoever from Luthra and Luthra Law Offices India or any of its members to solicit any work through this website.