Partner, Harish Kumar, shared his thoughts with LiveMint in a story titled – New Sebi code a wet blanket for broker calls, TV appearances
On 1st May 2023, a fresh code by the Securities And Exchange Board Of India (SEBI) took effect for Registered Investment Advisors (RIAs) and Research Analysts (RAs). This code outlines that advertisements encompass any type of communication, either directly or on behalf of IA/RA, which has the potential to impact the investment choices of current or potential investors.